Mark K. Cox - 10 May 2021 Form 4 Insider Report for EASTMAN CHEMICAL CO (EMN)

Role
Senior Vice President
Signature
Brian L. Henry, by Power of Attorney
Issuer symbol
EMN
Transactions as of
10 May 2021
Net transactions value
-$2,608,288
Form type
4
Filing time
12 May 2021, 12:19:23 UTC
Next filing
25 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMN Common Stock Options Exercise $274,618 +3,141 +104% $87.43 6,165 10 May 2021 Direct
transaction EMN Common Stock Sale $394,824 -3,141 -51% $125.70 3,024 10 May 2021 Direct F1
transaction EMN Common Stock Options Exercise $452,797 +6,949 +230% $65.16 9,973 10 May 2021 Direct
transaction EMN Common Stock Sale $872,794 -6,949 -70% $125.60 3,024 10 May 2021 Direct F2
transaction EMN Common Stock Options Exercise $1,209,688 +15,074 +498% $80.25 18,098 10 May 2021 Direct
transaction EMN Common Stock Sale $1,888,621 -15,074 -83% $125.29 3,024 10 May 2021 Direct F3
transaction EMN Common Stock Options Exercise $1,931,116 +18,531 +613% $104.21 21,555 10 May 2021 Direct
transaction EMN Common Stock Sale $2,319,340 -18,531 -86% $125.16 3,024 10 May 2021 Direct F4
transaction EMN Common Stock Options Exercise $1,156,172 +13,982 +462% $82.69 17,006 10 May 2021 Direct
transaction EMN Common Stock Sale $1,746,492 -13,982 -82% $124.91 3,024 10 May 2021 Direct F5
transaction EMN Common Stock Options Exercise $396,740 +6,450 +213% $61.51 9,474 10 May 2021 Direct
transaction EMN Common Stock Sale $807,346 -6,450 -68% $125.17 3,024 10 May 2021 Direct F6
transaction EMN Common Stock Gift $0 -1,360 -45% $0.000000 1,664 10 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMN Employee Stock Option (right to buy) Options Exercise $0 -3,141 -100% $0.000000* 0 10 May 2021 Common Stock 3,141 $87.43 Direct
transaction EMN Employee Stock Option (right to buy) Options Exercise $0 -6,949 -100% $0.000000* 0 10 May 2021 Common Stock 6,949 $65.16 Direct
transaction EMN Employee Stock Option (right to buy) Options Exercise $0 -15,074 -100% $0.000000* 0 10 May 2021 Common Stock 15,074 $80.25 Direct
transaction EMN Employee Stock Option (right to buy) Options Exercise $0 -18,531 -100% $0.000000* 0 10 May 2021 Common Stock 18,531 $104.21 Direct
transaction EMN Employee Stock Option (right to buy) Options Exercise $0 -13,982 -67% $0.000000 6,992 10 May 2021 Common Stock 13,982 $82.69 Direct F7
transaction EMN Employee Stock Option (right to buy) Options Exercise $0 -6,450 -33% $0.000000 12,900 10 May 2021 Common Stock 6,450 $61.51 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $125.67 to $125.71. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
F2 Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $125.52 to $125.67. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
F3 Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $125.09 to $125.48. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).
F4 Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $125.03 to $125.38. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4).
F5 Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $124.80 to $125.10. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5).
F6 Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $125.12 to $125.17. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (6).
F7 One-third of the option became exercisable on February 28, 2020 and February 28, 2021, respectively and one-third of the option becomes exercisable on February 28, 2022.
F8 One-third of the option became exercisable on February 28, 2021 and one-third of the option becomes exercisable on February 28, 2022 and February 28, 2023, respectively.