ASSURED GUARANTY LTD - 12 Jan 2026 Form 4 Insider Report for Sound Point Meridian Capital, Inc. (SPMC)

Role
10%+ Owner
Signature
/s/ Nicole Idoko, as Authorized Signatory for Assured Guaranty Ltd.
Issuer symbol
SPMC
Transactions as of
12 Jan 2026
Net transactions value
-$81,941
Form type
4
Filing time
14 Jan 2026, 18:13:32 UTC
Previous filing
19 Nov 2025
Next filing
27 Jan 2026
SEC
View on sec.gov

Reporting Owners (5)

Name Relationship Address Signature Signature date CIK
ASSURED GUARANTY LTD 10%+ Owner 30 WOODBOURNE AVENUE, 5TH FLOOR, HAMILTON, BERMUDA /s/ Nicole Idoko, as Authorized Signatory for Assured Guaranty Ltd. 14 Jan 2026 0001273813
AG Asset Strategies LLC 10%+ Owner 1633 BROADWAY, 23RD FLOOR, NEW YORK /s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Inc., sole member of AG Asset Strategies LLC 14 Jan 2026 0002027026
Assured Guaranty Municipal Holdings Inc. 10%+ Owner 1633 BROADWAY, 23RD FLOOR, NEW YORK /s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Municipal Holdings Inc. 14 Jan 2026 0000913357
Assured Guaranty Inc. 10%+ Owner 1633 BROADWAY, 23RD FLOOR, NEW YORK /s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Inc. 14 Jan 2026 0002027018
Assured Guaranty US Holdings Inc. 10%+ Owner 1633 BROADWAY, 23RD FLOOR, NEW YORK /s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty US Holdings Inc. 14 Jan 2026 0001289244

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPMC Common Stock Sale $55,660 -3,782 -0.07% $14.72 5,276,372 12 Jan 2026 See footnote F1
transaction SPMC Common Stock Sale $2,392 -165 -0% $14.50 5,276,207 13 Jan 2026 See footnote F1
transaction SPMC Common Stock Sale $23,889 -1,650 -0.03% $14.48 5,274,557 14 Jan 2026 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.