BASSWOOD CAPITAL MANAGEMENT, L.L.C. - 21 Nov 2025 Form 4/A - Amendment Insider Report for Regional Management Corp. (RM)

Role
Director, Director-by-Deputization, 10%+ Owner
Signature
/s/ BASSWOOD CAPITAL MANAGEMENT, L.L.C.
Issuer symbol
RM
Transactions as of
21 Nov 2025
Net transactions value
-$3,623,533
Form type
4/A - Amendment
Filing time
26 Nov 2025, 16:57:46 UTC
Date Of Original Report
25 Nov 2025
Previous filing
06 Nov 2025
Next filing
01 Dec 2025
SEC
View on sec.gov

Reporting Owners (7)

Name Relationship Address Signature Signature date CIK
BASSWOOD CAPITAL MANAGEMENT, L.L.C. Director, Director-by-Deputization, 10%+ Owner 645 MADISON AVENUE, 10TH FLOOR, NEW YORK /s/ BASSWOOD CAPITAL MANAGEMENT, L.L.C. 26 Nov 2025 0001085393
Basswood Financial Fund, Ltd. Director, Director-by-Deputization, 10%+ Owner IMS FUND SERVICES, HARBOUR CENTRE, 3RD FLOOR, N. CHURCH STREET, GEORGE TOWN, GRAND CAYMAN, CAYMAN ISLANDS /s/ BASSWOOD CAPITAL MANAGEMENT, L.L.C. 26 Nov 2025 0000947724
LINDENBAUM BENNETT D Director, Director-by-Deputization, 10%+ Owner BASSWOOD CAPITAL MANAGEMENT, L.L.C., 645 MADISON AVE, 10TH FLOOR, NEW YORK /s/ BASSWOOD CAPITAL MANAGEMENT, L.L.C. 26 Nov 2025 0000927942
LINDENBAUM MATTHEW A Director, Director-by-Deputization, 10%+ Owner BASSWOOD CAPITAL MANAGEMENT, L.L.C., 645 MADISON AVE, 10TH FLOOR, NEW YORK /s/ BASSWOOD CAPITAL MANAGEMENT, L.L.C. 26 Nov 2025 0000927943
BASSWOOD FINANCIAL FUND, L.P. Director, Director-by-Deputization, 10%+ Owner C/O BASSWOOD CAPITAL MANAGEMENT, L.L.C., 645 MADISON AVENUE, 10TH FLOOR, NEW YORK /s/ BASSWOOD CAPITAL MANAGEMENT, L.L.C. 26 Nov 2025 0001519641
BASSWOOD FINANCIAL LONG ONLY FUND, L.P. Director, Director-by-Deputization, 10%+ Owner BASSWOOD CAPITAL MANAGEMENT, L.L.C., 645 MADISON AVE, 10TH FLOOR, NEW YORK /s/ BASSWOOD CAPITAL MANAGEMENT, L.L.C. 26 Nov 2025 0001538637
BASSWOOD OPPORTUNITY PARTNERS, L.P. Director, Director-by-Deputization, 10%+ Owner C/O BASSWOOD CAPITAL MANAGEMENT, L.L.C., 645 MADISON AVENUE, 10TH FLOOR, NEW YORK /s/ BASSWOOD CAPITAL MANAGEMENT, L.L.C. 26 Nov 2025 0001085394

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RM Common Stock, par value $0.10 per share ("Common Stock") Sale $1,289,710 -34,810 -6.8% $37.05 474,143 21 Nov 2025 See footnotes F1, F2
transaction RM Common Stock Sale $186,991 -5,047 -15% $37.05 28,033 21 Nov 2025 See footnotes F1, F3
transaction RM Common Stock Sale $193,846 -5,232 -1.6% $37.05 314,119 21 Nov 2025 See footnotes F1, F4
transaction RM Common Stock Sale $13,857 -374 -6% $37.05 5,904 21 Nov 2025 See footnotes F1, F5
transaction RM Common Stock Sale $9,337 -252 -0.2% $37.05 124,017 21 Nov 2025 See footnotes F1, F6
transaction RM Common Stock Sale $190,463 -5,163 -1.1% $36.89 468,980 24 Nov 2025 See footnotes F1, F2
transaction RM Common Stock Sale $30,360 -823 -2.9% $36.89 27,210 24 Nov 2025 See footnotes F1, F3
transaction RM Common Stock Sale $399,888 -10,840 -3.5% $36.89 303,279 24 Nov 2025 See footnotes F1, F4
transaction RM Common Stock Sale $7,489 -203 -3.4% $36.89 5,701 24 Nov 2025 See footnotes F1, F5
transaction RM Common Stock Sale $157,852 -4,279 -3.5% $36.89 119,738 24 Nov 2025 See footnotes F1, F6
transaction RM Common Stock Sale $444,888 -11,870 -2.5% $37.48 457,110 25 Nov 2025 See footnotes F1, F2
transaction RM Common Stock Sale $37,817 -1,009 -3.7% $37.48 26,201 25 Nov 2025 See footnotes F1, F3
transaction RM Common Stock Sale $467,638 -12,477 -4.1% $37.48 290,802 25 Nov 2025 See footnotes F1, F4
transaction RM Common Stock Sale $8,770 -234 -4.1% $37.48 5,467 25 Nov 2025 See footnotes F1, F5
transaction RM Common Stock Sale $184,626 -4,926 -4.1% $37.48 114,812 25 Nov 2025 See footnotes F1, F6
holding RM Common Stock 968 21 Nov 2025 See footnotes F1, F7
holding RM Common Stock 31,411 21 Nov 2025 See footnotes F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 See Exhibit 99.1.
F2 See Exhibit 99.1.
F3 See Exhibit 99.1.
F4 See Exhibit 99.1.
F5 See Exhibit 99.1.
F6 See Exhibit 99.1.
F7 See Exhibit 99.1.
F8 See Exhibit 99.1.

Remarks:

This amendment to Form 4 is being filed solely to add (i) Lindenbaum Bennett D, (ii) Lindenbaum Matthew A, (iii) Basswood Financial Fund, L.P. and (iv) Basswood Financial Long Only Fund, L.P. as Reporting Persons, which were inadvertently omitted from the Reporting Person's original Form 4 filed on November 25, 2025. The transactions reported in Table I are duplicative of those reported in the original filing filed on November 25, 2025 and are included solely to enable the added Reporting Person to access the EDGAR filing system. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures