ASSURED GUARANTY LTD - 09 Oct 2025 Form 4 Insider Report for Sound Point Meridian Capital, Inc. (SPMC)

Role
10%+ Owner
Signature
/s/ Nicole Idoko, as Authorized Signatory for Assured Guaranty Ltd.
Issuer symbol
SPMC
Transactions as of
09 Oct 2025
Net transactions value
-$137,882
Form type
4
Filing time
14 Oct 2025, 19:20:40 UTC
Previous filing
21 Jun 2024
Next filing
17 Oct 2025
SEC
View on sec.gov

Reporting Owners (5)

Name Relationship Address Signature Signature date CIK
ASSURED GUARANTY LTD 10%+ Owner 30 WOODBOURNE AVENUE, 5TH FLOOR, HAMILTON, BERMUDA /s/ Nicole Idoko, as Authorized Signatory for Assured Guaranty Ltd. 14 Oct 2025 0001273813
AG Asset Strategies LLC 10%+ Owner 1633 BROADWAY, 23RD FLOOR, NEW YORK /s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty US Holdings Inc. 14 Oct 2025 0002027026
Assured Guaranty Municipal Holdings Inc. 10%+ Owner 1633 BROADWAY, 23RD FLOOR, NEW YORK /s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Municipal Holdings Inc. 14 Oct 2025 0000913357
Assured Guaranty Inc. 10%+ Owner 1633 BROADWAY, 23RD FLOOR, NEW YORK /s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Inc. 14 Oct 2025 0002027018
Assured Guaranty US Holdings Inc. 10%+ Owner 1633 BROADWAY, 23RD FLOOR, NEW YORK /s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Inc., sole member of AG Asset Strategies LLC 14 Oct 2025 0001289244

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPMC Common Stock Sale $60,612 -3,409 -0.06% $17.78 5,293,674 09 Oct 2025 See footnote F1
transaction SPMC Common Stock Sale $55,944 -3,195 -0.06% $17.51 5,290,479 13 Oct 2025 See footnote F1
transaction SPMC Common Stock Sale $21,325 -1,227 -0.02% $17.38 5,289,252 14 Oct 2025 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.