| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NCNO | Common Stock | Sale | -$6.99M | -211K | -4.58% | $33.16 | 4.39M | Aug 14, 2024 | See footnote | F1, F3, F7 |
| transaction | NCNO | Common Stock | Sale | -$140K | -4.21K | -4.58% | $33.16 | 87.6K | Aug 14, 2024 | See footnote | F1, F4, F7 |
| transaction | NCNO | Common Stock | Sale | -$3.47M | -105K | -4.58% | $33.16 | 2.18M | Aug 14, 2024 | See footnote | F1, F5, F7 |
| transaction | NCNO | Common Stock | Sale | -$741K | -22.3K | -4.58% | $33.16 | 465K | Aug 14, 2024 | See footnote | F1, F6, F7 |
| transaction | NCNO | Common Stock | Sale | -$5.62M | -168K | -3.82% | $33.50 | 4.22M | Aug 15, 2024 | See footnote | F2, F3, F7 |
| transaction | NCNO | Common Stock | Sale | -$112K | -3.35K | -3.82% | $33.50 | 84.3K | Aug 15, 2024 | See footnote | F2, F4, F7 |
| transaction | NCNO | Common Stock | Sale | -$2.79M | -83.4K | -3.82% | $33.50 | 2.1M | Aug 15, 2024 | See footnote | F2, F5, F7 |
| transaction | NCNO | Common Stock | Sale | -$596K | -17.8K | -3.82% | $33.50 | 447K | Aug 15, 2024 | See footnote | F2, F6, F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | See Exhibit 99.1 |
| F2 | See Exhibit 99.1 |
| F3 | See Exhibit 99.1 |
| F4 | See Exhibit 99.1 |
| F5 | See Exhibit 99.1 |
| F6 | See Exhibit 99.1 |
| F7 | See Exhibit 99.1 |
This Form 4 is the first of three Forms 4 filed relating to the same event. The Form 4 has been split into three filings because there are more than 10 reporting persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 reporting persons. Each Form 4 is filed by Designated Filer, Insight Holdings Group, LLC. Jeffrey Horing, a member of the board of managers of Insight Holdings Group, LLC, serves on the Board of Directors of the Issuer (the "Board"). Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each of the Reporting Persons may be deemed to be a "director by deputization" of the Issuer as a result of the service of Mr. Horing on the Board. Exhibit List Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Signatures Exhibit 99.3 - Joint Filer Information