BASSWOOD CAPITAL MANAGEMENT, L.L.C. - 06 Mar 2024 Form 4 Insider Report for Regional Management Corp. (RM)

Role: Director, Director-by-Deputization, 10%+ Owner
Signature: BASSWOOD CAPITAL MANAGEMENT, L.L.C.; /s/ Matthew Lindenbaum
Issuer symbol: RM
Transactions as of: 06 Mar 2024
Net transactions value: +$120,582
Form type: 4
Filing time: 08 Mar 2024, 18:55:16 UTC
Previous filing: 21 Feb 2024
Next filing: 12 Mar 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RM	Common Stock, par value $0.10 per share ("Common Stock")	Sale	$142,696	-6,314	-1.3%	$22.60	467,072	06 Mar 2024	See footnotes	F1, F2
transaction	RM	Common Stock	Purchase	$60,594	+2,667	+0.57%	$22.72	469,739	06 Mar 2024	See footnotes	F1, F2
transaction	RM	Common Stock	Purchase	$750	+33	+0.01%	$22.72	469,772	06 Mar 2024	See footnotes	F1, F2
transaction	RM	Common Stock	Purchase	$74,885	+3,296	+1.2%	$22.72	282,408	06 Mar 2024	See footnotes	F1, F3
transaction	RM	Common Stock	Purchase	$1,295	+57	+1%	$22.72	5,576	06 Mar 2024	See footnotes	F1, F4
transaction	RM	Common Stock	Purchase	$27,196	+1,197	+1.1%	$22.72	110,576	06 Mar 2024	See footnotes	F1, F5
transaction	RM	Common Stock	Purchase	$25,818	+1,123	+0.24%	$22.99	470,895	07 Mar 2024	See footnotes	F1, F2
transaction	RM	Common Stock	Purchase	$35,083	+1,526	+0.54%	$22.99	283,934	07 Mar 2024	See footnotes	F1, F3
transaction	RM	Common Stock	Purchase	$552	+24	+0.43%	$22.99	5,600	07 Mar 2024	See footnotes	F1, F4
transaction	RM	Common Stock	Purchase	$12,185	+530	+0.48%	$22.99	111,106	07 Mar 2024	See footnotes	F1, F5
transaction	RM	Common Stock	Purchase	$20,921	+910	+3.1%	$22.99	30,021	07 Mar 2024	See footnotes	F1, F6
transaction	RM	Common Stock	Purchase	$4,000	+174	+0.58%	$22.99	30,195	07 Mar 2024	See footnotes	F1, F6
holding	RM	Common Stock						22,539	06 Mar 2024	See footnotes	F1, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	See Exhibit 99.1
F2	See Exhibit 99.1
F3	See Exhibit 99.1
F4	See Exhibit 99.1
F5	See Exhibit 99.1
F6	See Exhibit 99.1
F7	See Exhibit 99.1

Remarks:

Notes are included on Exhibit 99.1 hereto. Exhibit List: ------------- Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures