BASSWOOD CAPITAL MANAGEMENT, L.L.C. - 28 Aug 2023 Form 4 Insider Report for Regional Management Corp. (RM)

Role
Director, Director-by-Deputization, 10%+ Owner
Signature
BASSWOOD CAPITAL MANAGEMENT, L.L.C.; /s/ Matthew Lindenbaum
Issuer symbol
RM
Transactions as of
28 Aug 2023
Net transactions value
-$164,647
Form type
4
Filing time
30 Aug 2023, 20:07:32 UTC
Previous filing
02 Jun 2023
Next filing
31 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RM Common Stock, par value $0.10 per share ("Common Stock") Other $3,102,594 -108,293 -19% $28.65 450,315 28 Aug 2023 See footnotes F1, F2, F3
transaction RM Common Stock Other $1,603,641 +61,726 +14% $25.98 512,041 28 Aug 2023 See footnotes F1, F2, F3
transaction RM Common Stock Other $922,444 +32,197 +15% $28.65 246,694 28 Aug 2023 See footnotes F1, F2, F4
transaction RM Common Stock Other $18,021 +629 +1.9% $28.65 33,076 28 Aug 2023 See footnotes F1, F2, F5
transaction RM Common Stock Other $18,479 +645 +15% $28.65 5,079 28 Aug 2023 See footnotes F1, F2, F6
transaction RM Common Stock Other $375,200 +13,096 +15% $28.65 98,959 28 Aug 2023 See footnotes F1, F2, F7
transaction RM Common Stock Sale $77,479 -2,694 -0.53% $28.76 509,347 30 Aug 2023 See footnotes F1, F3
transaction RM Common Stock Purchase $77,641 +2,694 +0.53% $28.82 512,041 30 Aug 2023 See footnotes F1, F3
holding RM Common Stock 22,539 28 Aug 2023 See footnotes F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 See Exhibit 99.1
F2 See Exhibit 99.1
F3 See Exhibit 99.1
F4 See Exhibit 99.1
F5 See Exhibit 99.1
F6 See Exhibit 99.1
F7 See Exhibit 99.1
F8 See Exhibit 99.1

Remarks:

Exhibit List: ------------ Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures