David P. Tusa - 18 May 2021 Form 4 Insider Report for SHARPS COMPLIANCE CORP

Role
CEO and President, Director
Signature
Diana Diaz, on behalf of Reporting Person
Issuer symbol
N/A
Transactions as of
18 May 2021
Net transactions value
-$694,049
Form type
4
Filing time
20 May 2021, 17:18:39 UTC
Previous filing
14 May 2021
Next filing
21 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMED Common Stock Options Exercise $41,036 +10,799 +12% $3.80 98,887 18 May 2021 Direct F1
transaction SMED Common Stock Sale $180,883 -10,799 -11% $16.75 88,088 18 May 2021 Direct
transaction SMED Common Stock Options Exercise $30,400 +8,000 +9.1% $3.80 96,088 19 May 2021 Direct F1
transaction SMED Common Stock Sale $132,809 -8,000 -8.3% $16.60 88,088 19 May 2021 Direct F2
transaction SMED Common Stock Options Exercise $110,515 +23,024 +26% $4.80 111,112 20 May 2021 Direct F3
transaction SMED Common Stock Sale $380,356 -23,024 -21% $16.52 88,088 20 May 2021 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMED Sharps Compliance 2010 Stock Plan Options Options Exercise $41,036 -10,799 -4% $3.80 259,743 18 May 2021 Common Stock 10,799 $3.80 Direct F1
transaction SMED Sharps Compliance 2010 Stock Plan Options Options Exercise $30,400 -8,000 -3.1% $3.80 251,743 19 May 2021 Common Stock 8,000 $3.80 Direct F1
transaction SMED Sharps Compliance 2010 Stock Plan Options Options Exercise $110,515 -23,024 -9.1% $4.80 228,719 20 May 2021 Common Stock 23,024 $4.80 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Cashless exercise and immediate sale through a broker of a stock award granted on February 13, 2019. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on February 13, 2026.
F2 This represents the weighted average sale of 8,000 shares. Shares were sold between a range of $16.60 and $16.63.
F3 Cashless exercise and immediate sale through a broker of a stock award granted on September 28, 2017. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on September 28, 2024.
F4 This represents the weighted average sale of 23,024 shares. Shares were sold between a range of $16.51 and $16.60.