David P. Tusa - May 18, 2021 Form 4 Insider Report for SHARPS COMPLIANCE CORP (SMED)

Role
CEO and President, Director
Signature
Diana Diaz, on behalf of Reporting Person
Stock symbol
SMED
Transactions as of
May 18, 2021
Transactions value $
-$694,049
Form type
4
Date filed
5/20/2021, 05:18 PM
Previous filing
May 14, 2021
Next filing
Jul 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMED Common Stock Options Exercise $41K +10.8K +12.26% $3.80 98.9K May 18, 2021 Direct F1
transaction SMED Common Stock Sale -$181K -10.8K -10.92% $16.75 88.1K May 18, 2021 Direct
transaction SMED Common Stock Options Exercise $30.4K +8K +9.08% $3.80 96.1K May 19, 2021 Direct F1
transaction SMED Common Stock Sale -$133K -8K -8.33% $16.60 88.1K May 19, 2021 Direct F2
transaction SMED Common Stock Options Exercise $111K +23K +26.14% $4.80 111K May 20, 2021 Direct F3
transaction SMED Common Stock Sale -$380K -23K -20.72% $16.52 88.1K May 20, 2021 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMED Sharps Compliance 2010 Stock Plan Options Options Exercise -$41K -10.8K -3.99% $3.80 260K May 18, 2021 Common Stock 10.8K $3.80 Direct F1
transaction SMED Sharps Compliance 2010 Stock Plan Options Options Exercise -$30.4K -8K -3.08% $3.80 252K May 19, 2021 Common Stock 8K $3.80 Direct F1
transaction SMED Sharps Compliance 2010 Stock Plan Options Options Exercise -$111K -23K -9.15% $4.80 229K May 20, 2021 Common Stock 23K $4.80 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Cashless exercise and immediate sale through a broker of a stock award granted on February 13, 2019. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on February 13, 2026.
F2 This represents the weighted average sale of 8,000 shares. Shares were sold between a range of $16.60 and $16.63.
F3 Cashless exercise and immediate sale through a broker of a stock award granted on September 28, 2017. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on September 28, 2024.
F4 This represents the weighted average sale of 23,024 shares. Shares were sold between a range of $16.51 and $16.60.