Dennis Halligan - May 11, 2021 Form 4 Insider Report for SHARPS COMPLIANCE CORP (SMED)

Role
Vice President of Marketing
Signature
Diana Diaz, on behalf of Reporting Person
Stock symbol
SMED
Transactions as of
May 11, 2021
Transactions value $
-$516,648
Form type
4
Date filed
5/13/2021, 05:06 PM
Next filing
May 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMED Common Stock Options Exercise $41.5K +6.15K $6.74 6.15K May 11, 2021 Direct F1
transaction SMED Common Stock Sale -$102K -6.15K -100% $16.59 0 May 11, 2021 Direct F2
transaction SMED Common Stock Options Exercise $107K +25K $4.28 25K May 11, 2021 Direct F3
transaction SMED Common Stock Sale -$415K -25K -100% $16.59 0 May 11, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMED Sharps Compliance 2010 Stock Plan Options Options Exercise -$41.5K -6.15K -8.08% $6.74 70K May 11, 2021 Sharps Compliance 2010 Stock Plan Options 6.15K $6.74 Direct F1
transaction SMED Sharps Compliance 2010 Stock Plan Options Options Exercise -$107K -25K -35.71% $4.28 45K May 11, 2021 Sharps Compliance 2010 Stock Plan Options 25K $4.28 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Cashless exercise and immediate sale through a broker of a stock award granted on August 28, 2015. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on August 28, 2022.
F2 This represents the weighted average sale of 31,150 shares. Shares were sold between a range of $16.52 and $16.74.
F3 Cashless exercise and immediate sale through a broker of a stock award granted on November 20, 2014. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 20, 2021.