Bradley Tank - Oct 14, 2021 Form 4 Insider Report for NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. (NBW)

Signature
/s/ Bradley Tank by his Attorney-in-Fact, Jennifer R. Gonzalez
Stock symbol
NBW
Transactions as of
Oct 14, 2021
Transactions value $
-$92,020
Form type
4
Date filed
10/18/2021, 09:52 PM
Next filing
Oct 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBW Common Stock Sale -$1.45K -103 -2.86% $14.10 3.5K Oct 14, 2021 Bradley C Tank 1999 Trust F3
transaction NBW Common Stock Sale -$1.06K -75 -3.41% $14.10 2.13K Oct 14, 2021 Madeline M Tank 1995 Trust F3
transaction NBW Common Stock Sale -$705 -50 -2% $14.10 2.45K Oct 14, 2021 Nicholas S Tank 1995 Trust F3
transaction NBW Common Stock Sale -$9.54K -680 -19.45% $14.02 2.82K Oct 15, 2021 Bradley C Tank 1999 Trust F1, F3
transaction NBW Common Stock Sale -$5.61K -400 -18.82% $14.02 1.73K Oct 15, 2021 Madeline M Tank 1995 Trust F1, F3
transaction NBW Common Stock Sale -$6.31K -450 -18.37% $14.02 2K Oct 15, 2021 Nicholas S Tank 1995 Trust F1, F3
transaction NBW Common Stock Sale -$29.1K -2.08K -73.77% $14.02 739 Oct 18, 2021 Bradley C Tank 1999 Trust F2, F3
transaction NBW Common Stock Sale -$17.9K -1.28K -73.91% $14.02 450 Oct 18, 2021 Madeline M Tank 1995 Trust F2, F3
transaction NBW Common Stock Sale -$20.3K -1.45K -72.5% $14.02 550 Oct 18, 2021 Nicholas S Tank 1995 Trust F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $ 14.02 to $ 14.06. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F2 The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $ 14.00 to $ 14.08. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F3 The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.