Douglas A. Rachlin - Jul 14, 2021 Form 4 Insider Report for Neuberger Berman MLP & Energy Income Fund Inc. (NML)

Role
Portfolio Manager
Signature
/s/ Douglas A. Rachlin by his attorney-in-fact Jennifer R. Gonzalez
Stock symbol
NML
Transactions as of
Jul 14, 2021
Transactions value $
$361,100
Form type
4
Date filed
7/16/2021, 09:08 PM
Next filing
Dec 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NML Shares of Common Stock Purchase $243K +50K +83.33% $4.85 110K Jul 14, 2021 Direct F1
transaction NML Shares of Common Stock Purchase $118K +25K +22.73% $4.74 135K Jul 16, 2021 Direct F2
holding NML Shares of Common Stock 150K Jul 14, 2021 Douglas A Rachlin 2020 Family Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $4.7850 to $4.9200. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F2 The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $4.7250 to $4.7400. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.