Signature
/s/ Douglas A. Rachlin by his attorney-in-fact Jennifer R. Gonzalez
Issuer symbol
NML
Transactions as of
14 Jul 2021
Net transactions value
+$361,100
Form type
4
Filing time
16 Jul 2021, 21:08:52 UTC
Next filing
28 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NML Shares of Common Stock Purchase $242,615 +50,000 +83% $4.85 110,000 14 Jul 2021 Direct F1
transaction NML Shares of Common Stock Purchase $118,485 +25,000 +23% $4.74 135,000 16 Jul 2021 Direct F2
holding NML Shares of Common Stock 150,000 14 Jul 2021 Douglas A Rachlin 2020 Family Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $4.7850 to $4.9200. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F2 The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $4.7250 to $4.7400. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.