Mark D. Ein - 08 Aug 2026 Form 4 Insider Report for LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND)

Reporting relationship: Director
Issuer ticker: LIND
Reported as of: 08 Aug 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 11 Aug 2026, 17:29:50 UTC
Prior SEC filing: 02 Jun 2026
Source filing: View source filing
Reporting owner signature: /s/ Mark D. Ein

Key filing fact

Mark D. Ein filed Form 4 for LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND) on 11 Aug 2026.

Key facts

This page summarizes Mark D. Ein's Form 4 filing for LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 11 Aug 2026, 17:29.

Change

Previous filing in this sequence was filed on 02 Jun 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001246840 Primary reporting owner

EIN MARK

Relationship: Director
Address: C/O LINDBLAD EXPEDITIONS HOLDINGS, INC., 11 W 42ND STREET, SUITE 22B3, NEW YORK
Signature: /s/ Mark D. Ein
Signature date: 11 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LIND transaction

Restricted Stock

Award

Transaction value
Shares: +3,240
Change %: +0.99%
Price: $0.000000^*
Shares after: 331,842
Date: 08 Aug 2026
Ownership: Direct
Footnotes: F1

LIND holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,005,117
Date: 08 Aug 2026
Ownership: by Capital Acquisition Management 2, LLC
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LIND holding Derivative

Prepaid Variable Forward Sale Contract

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 300,000
Date: 08 Aug 2026
Ownership: See Footnote
Underlying class: Common Stock
Underlying amount: 300,000
Exercise price
Footnotes: F3, F4, F5, F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

Footnote F2

Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capital Acquisition Management 2 LLC.

Footnote F3

On May 29, 2026, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 2 for details of the transaction.

Footnote F4

The prepaid forward transaction with Citibank is divided into 10 components (each a "Component"). During a specified period during the transaction, the reporting person may request prepayments with respect to one or more Components (each a "Funded Component"), and receive from Citibank for each Funded Component, the present value of the product of (x) the Subject Number (as defined below) for such Funded Component and (y) a forward floor price of $20.16 per Share. For each Funded Component, the reporting person is obligated to deliver to Citibank, on the relevant settlement date, determined based on the specified scheduled valuation date within the period from June 12, 2029 to June 26, 2029, either, at the reporting person's option, (i) up to 30,000 shares of common stock of the Issuer ("Shares") (such Share number, "Subject Number") or (ii) an amount of cash equivalent to the value of such Shares as determined under the terms of the transaction.

Footnote F5

(Continued from footnote 2) The forward cap price for the transaction is $31.36 per Share. In connection with the transaction, the reporting person will pay an upfront cash payment of $255,360 to Citibank.

Footnote F6

On July 8, 2015, Capital Acquisition Management 2 LLC acquired 3,456,416 shares of common stock from the Issuer. Leland Investments, Inc., an entity controlled by Mr. Ein, is the sole member of Capitol Acquisition Management 2 LLC. Accordingly, Mr. Ein is deemed to have beneficial ownership of shares held by Capitol Acquisition Management 2 LLC..