DAVID N. KEYS - 10 Nov 2025 Form 4 Insider Report for 22nd Century Group, Inc. (XXII)

Role
Director
Signature
/s/ David N. Keys by John J. Wolfel, Attorney-in-Fact
Issuer symbol
XXII
Transactions as of
10 Nov 2025
Net transactions value
$0
Form type
4
Filing time
13 Nov 2025, 16:53:21 UTC
Previous filing
06 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
KEYS DAVID N Director C/O 22ND CENTURY GROUP, INC., 321 FARMINGTON RD., MOCKSVILLE /s/ David N. Keys by John J. Wolfel, Attorney-in-Fact 13 Nov 2025 0001267667

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XXII Common Stock Award $0 +12,578 +594% $0.000000 14,696 10 Nov 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XXII Stock option (right to buy) Award $0 +37,737 $0.000000 37,737 10 Nov 2025 Common Stock 37,737 $1.27 Direct F2
holding XXII Stock option (right to buy) 6,357 10 Nov 2025 Common Stock 6,357 $2.01 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company.
F2 Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.