Alex P. Schultz - 20 May 2025 Form 4 Insider Report for LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND)

Role
Director
Signature
/s/ John J. Wolfel, Attorney-in-Fact for Alex P. Schultz
Issuer symbol
LIND
Transactions as of
20 May 2025
Net transactions value
+$282,469
Form type
4
Filing time
22 May 2025, 16:39:57 UTC
Previous filing
22 Apr 2025
Next filing
12 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SCHULTZ ALEX P Director C/O LINDBLAD EXPEDITIONS HOLDING, INC., 96 MORTON STREET, 9TH FLOOR, NEW YORK /s/ John J. Wolfel, Attorney-in-Fact for Alex P. Schultz 22 May 2025 0001915180

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIND Common Stock Purchase $11,323 +1,100 +0.36% $10.29 303,154 20 May 2025 Direct
transaction LIND Common Stock Purchase $271,146 +26,453 +8.7% $10.25 329,607 21 May 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually paid ranged from $10.1550 to $10.3000. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.