Natica von Althann - 15 Jan 2025 Form 4 Insider Report for FUELCELL ENERGY INC (FCEL)

Role: Director
Signature: /s/ Michael S. Bishop, As Power of Attorney
Issuer symbol: FCEL
Transactions as of: 15 Jan 2025
Net transactions value: $0
Form type: 4
Filing time: 16 Jan 2025, 16:36:11 UTC
Previous filing: 03 Jan 2025
Next filing: 03 Apr 2025
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FCEL	Deferred Common Stock Units	Award	$0	+537	+5.7%	$0.000000	10,024	15 Jan 2025	Common Stock	537		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.
F2	Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

Content

Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.