William Radford Lovett II - Nov 4, 2024 Form 4 Insider Report for Dream Finders Homes, Inc. (DFH)

Role
Director, 10%+ Owner
Signature
/s/ Robert E. Riva, Jr. by Power of Attorney
Stock symbol
DFH
Transactions as of
Nov 4, 2024
Transactions value $
-$712,118
Form type
4
Date filed
11/6/2024, 04:39 PM
Previous filing
Oct 21, 2024
Next filing
Nov 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFH Class A common stock, par value $0.01 per share Sale -$159K -5.12K -0.11% $31.08 4.65M Nov 4, 2024 See Footnote F1, F2
transaction DFH Class A common stock, par value $0.01 per share Sale -$21.1K -661 -0.01% $31.88 4.65M Nov 4, 2024 See Footnote F2, F3
transaction DFH Class A common stock, par value $0.01 per share Sale -$133K -4.2K -0.09% $31.69 4.64M Nov 5, 2024 See Footnote F2, F4
transaction DFH Class A common stock, par value $0.01 per share Sale -$399K -12.3K -0.27% $32.33 4.63M Nov 5, 2024 See Footnote F2, F5
holding DFH Class A common stock, par value $0.01 per share 17.7K Nov 4, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.73 to $31.71. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
F2 Such shares of Class A Common Stock are owned directly by the W. Radford Lovett II GST Exempt Trust u/a dated 12/28/2004. The reporting person is the sole trustee of the W. Radford Lovett II GST Exempt Trust u/a dated 12/28/2004.
F3 The price reported in Column 4 is a weighted average price. The prices sold ranged from $31.75 to $32.10. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
F4 The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.92 to $31.90. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
F5 The price reported in Column 4 is a weighted average price. The prices sold ranged from $31.96 to $32.65. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.