Adrian C. Chiu - 28 Oct 2024 Form 4 Insider Report for PENTAIR plc (PNR)

Role
EVP & Pres., Water Solutions
Signature
/s/ John K. Wilson, Attorney-in-Fact for Adrian Chiu
Issuer symbol
PNR
Transactions as of
28 Oct 2024
Net transactions value
-$28,624
Form type
4
Filing time
30 Oct 2024, 17:16:20 UTC
Previous filing
04 Mar 2024
Next filing
06 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PNR Common Shares Options Exercise $65,944 +1,495 +18% $44.11 9,938 28 Oct 2024 Direct F1, F2
transaction PNR Common Shares Tax liability $94,569 -946 -9.5% $99.97 8,992 28 Oct 2024 Direct F1, F2, F3
holding PNR Common Shares - Restricted Stock Units 15,204 28 Oct 2024 Direct F2
holding PNR Common Shares - ESOP 421 28 Oct 2024 Plan Agent F2
holding PNR Common Shares - Deferral Plan 5,756 28 Oct 2024 Plan Agent F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PNR Employee Stock Option (right to buy) Options Exercise $0 -1,495 -100% $0.000000 0 28 Oct 2024 Common Shares 1,495 $44.11 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).
F2 End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F3 Shares surrendered to pay exercise price and taxes applicable to option exercise.
F4 Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
F5 This option is presently exercisable in full.