Yeung Tak Lugee Li - 10 Oct 2024 Form 4 Insider Report for LIQUIDMETAL TECHNOLOGIES INC (LQMT)

Role: Director, 10%+ Owner
Signature: /s/ Tony Chung, as Attorney-in-Fact for Yeung Tak Lugee Li
Issuer symbol: LQMT
Transactions as of: 10 Oct 2024
Net transactions value: -$28,766,062
Form type: 4
Filing time: 15 Oct 2024, 16:25:06 UTC
Previous filing: 15 Oct 2024
Next filing: 14 Mar 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LQMT	Common Stock, $0.001 par value per share	Sale	$28,766,062	-179,787,888	-44%	$0.1600^*	225,212,112	10 Oct 2024	By Liquidmetal Technology Limited	F1
holding	LQMT	Common Stock, $0.001 par value per share						1,360,150	10 Oct 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	LQMT	Stock Option (right-to-buy)						700,000	10 Oct 2024	Common Stock Par Value $0.001	700,000	$0.1300	Direct	F2
holding	LQMT	Stock Option (right-to-buy)						200,000	10 Oct 2024	Common Stock Par Value $0.001	200,000	$0.0900	Direct	F3
holding	LQMT	Common Stock Purchase Warrant						10,066,809	10 Oct 2024	Common Stock Par Value $0.001	10,066,809	$0.0700	By Liquidmetals Technology Limited	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Liquidmetal Technology Limited, a Hong Kong corporation, holds such shares of common stock. Mr. Li is the sole shareholder, executive officer and director of Liquidmetal Technology Limited.
F2	Represents an option granted under the Company's 2015 Equity Incentive Plan. The shares covered by the option vested 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the option vested monthly over 4 years with the option being 100% vested on the fifth anniversary of the date of grant.
F3	Represents an option granted under the Company's 2015 Equity Incentive Plan. The shares covered by the option vest monthly over three years with the option being 100% vested on the third anniversary of the date of grant.
F4	Liquidmetal Technology Limited holds such common stock purchase warrant. Mr. Li is the sole shareholder, executive officer and director of Liquidmetal Technology Limited.