Yeung Tak Lugee Li - Oct 10, 2024 Form 4 Insider Report for LIQUIDMETAL TECHNOLOGIES INC (LQMT)

Role: Director, 10%+ Owner
Signature: /s/ Tony Chung, as Attorney-in-Fact for Yeung Tak Lugee Li
Stock symbol: LQMT
Transactions as of: Oct 10, 2024
Transactions value $: -$28,766,062
Form type: 4
Date filed: 10/15/2024, 04:25 PM
Previous filing: Oct 15, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LQMT	Common Stock, $0.001 par value per share	Sale	-$28.8M	-180M	-44.39%	$0.16^*	225M	Oct 10, 2024	By Liquidmetal Technology Limited	F1
holding	LQMT	Common Stock, $0.001 par value per share						1.36M	Oct 10, 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	LQMT	Stock Option (right-to-buy)						700K	Oct 10, 2024	Common Stock Par Value $0.001	700K	$0.13	Direct	F2
holding	LQMT	Stock Option (right-to-buy)						200K	Oct 10, 2024	Common Stock Par Value $0.001	200K	$0.09	Direct	F3
holding	LQMT	Common Stock Purchase Warrant						10.1M	Oct 10, 2024	Common Stock Par Value $0.001	10.1M	$0.07	By Liquidmetals Technology Limited	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Liquidmetal Technology Limited, a Hong Kong corporation, holds such shares of common stock. Mr. Li is the sole shareholder, executive officer and director of Liquidmetal Technology Limited.
F2	Represents an option granted under the Company's 2015 Equity Incentive Plan. The shares covered by the option vested 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the option vested monthly over 4 years with the option being 100% vested on the fifth anniversary of the date of grant.
F3	Represents an option granted under the Company's 2015 Equity Incentive Plan. The shares covered by the option vest monthly over three years with the option being 100% vested on the third anniversary of the date of grant.
F4	Liquidmetal Technology Limited holds such common stock purchase warrant. Mr. Li is the sole shareholder, executive officer and director of Liquidmetal Technology Limited.