Patrick O. Zalupski - Jun 25, 2024 Form 4 Insider Report for Dream Finders Homes, Inc. (DFH)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ Robert E. Riva by Power of Attorney
Stock symbol
DFH
Transactions as of
Jun 25, 2024
Transactions value $
-$194,527
Form type
4
Date filed
6/27/2024, 05:03 PM
Previous filing
Jun 14, 2024
Next filing
Jul 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFH Class A common stock, par value $0.01 per share Sale -$187K -7.41K -0.61% $25.25 1.22M Jun 25, 2024 Direct F1, F2
transaction DFH Class A common stock, par value $0.01 per share Sale -$7.5K -300 -0.02% $25.00 1.22M Jun 26, 2024 Direct F2, F3
holding DFH Class B common stock, par value $0.01 per share 57.8M Jun 25, 2024 Direct F4
holding DFH Class B common stock, par value $0.01 per share 809K Jun 25, 2024 By trust F4, F5
holding DFH Class B common stock, par value $0.01 per share 596K Jun 25, 2024 See Footnote F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The prices sold ranged from $25.01 to $25.44. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
F2 Includes 6,141 shares held in a 401(k) account.
F3 The price reported in Column 4 is a weighted average price. The prices sold ranged from $25.00 to $25.03. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
F4 Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A Common Stock of Dream Finders Homes, Inc. and has no expiration date
F5 Shares contributed to trust established for the benefit of the reporting person's children.
F6 Shares held by POZ Holdings, Inc., which is controlled by the reporting person.