Joshua Dolger - 17 May 2024 Form 4 Insider Report for FUELCELL ENERGY INC (FCEL)

Role
General Counsel & Corp Sec
Signature
/s/ Michael S. Bishop, As Power of Attorney
Issuer symbol
FCEL
Transactions as of
17 May 2024
Net transactions value
-$1,151
Form type
4
Filing time
21 May 2024, 17:23:12 UTC
Previous filing
13 Dec 2023
Next filing
27 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FCEL Common Stock Options Exercise $0 +3,941 +20% $0.000000 24,024 17 May 2024 Direct F1, F2
transaction FCEL Common Stock Tax liability $1,151 -1,433 -6% $0.8030 22,591 17 May 2024 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FCEL Employee Restricted Stock Unit Options Exercise $0 -3,941 -100% $0.000000* 0 17 May 2024 Common Stock 3,941 $0.000000 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units were converted into common stock on a one-for-one basis.
F2 Includes 955 shares acquired under the Company's Employee Stock Purchase Plan.
F3 Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.
F4 On June 17, 2021, the reporting person was granted restricted stock units, which vested 100% on the third anniversary of the date of grant, subject to continued employment.