Vincent Carrubba - Mar 12, 2024 Form 4 Insider Report for LIQUIDMETAL TECHNOLOGIES INC (LQMT)

Role
Director
Signature
/s/ Vincent Carrubba
Stock symbol
LQMT
Transactions as of
Mar 12, 2024
Transactions value $
$0
Form type
4
Date filed
3/29/2024, 05:26 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LQMT Stock Option Award $0 +1M $0.00 1M Mar 12, 2024 Common Stock 1M $0.05 Direct F1
holding LQMT Stock Option 700K Mar 12, 2024 Common Stock 700K $0.25 Direct F2
holding LQMT Stock Option 200K Mar 12, 2024 Common Stock 200K $0.23 Direct F2
holding LQMT Stock Option 66.7K Mar 12, 2024 Common Stock 66.7K $0.28 Direct F2
holding LQMT Stock Option 240K Mar 12, 2024 Common Stock 240K $0.14 Direct F2
holding LQMT Stock Option 133K Mar 12, 2024 Common Stock 133K $0.09 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares covered by the Option shall vest 33.33% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 24 months with the Option being 100% vested on the third anniversary of the date of grant.
F2 This option is presently exercisable in full.