David D. Ossip - 08 Aug 2019 Form 4/A Insider Report for Dayforce, Inc. (DAY)

Role
Chairman and CEO, Director
Signature
/s/ William E. McDonald, attorney-in-fact
Issuer symbol
DAY
Transactions as of
08 Aug 2019
Net transactions value
-$16,235,000
Form type
4/A
Filing time
22 Mar 2024, 16:34:59 UTC
Date Of Original Report
09 Aug 2019
Next filing
02 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DAY Common Stock Options Exercise $8,400,000 +500,000 +96% $16.80* 1,021,843 08 Aug 2019 Direct F1
transaction DAY Common Stock Sale $24,635,000 -500,000 -49% $49.27* 521,843 08 Aug 2019 Direct F1
holding DAY Common Stock 269,638 08 Aug 2019 See Note F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DAY Option (right to buy) Options Exercise $0 -500,000 -25% $0.000000 1,500,000 08 Aug 2019 Common Stock 500,000 $16.80 Direct F8, F9
holding DAY Exchangeable Shares 8,328 08 Aug 2019 Common Stock 8,328 Direct F4
holding DAY Exchangeable Shares 1,860,899 08 Aug 2019 Common Stock 1,860,899 See Note F4, F5
holding DAY Option (right to buy) 1,250,000 08 Aug 2019 Common Stock 1,250,000 $17.20 Direct F6
holding DAY Option (right to buy) 6,991 08 Aug 2019 Common Stock 6,991 $17.88 Direct F7
holding DAY Option (right to buy) 1,358,697 08 Aug 2019 Common Stock 1,358,697 $22.00 Direct F10
holding DAY Option (right to buy) 10,390 08 Aug 2019 Common Stock 10,390 $44.91 Direct F11
holding DAY Option (right to buy) 1,750,000 08 Aug 2019 Common Stock 1,750,000 $49.93 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 250,000 shares issuable pursuant to vested Restricted Stock Units and 250,000 shares issuable pursuant to Restricted Stock Units that vest in two equal installments beginning on March 20, 2020.
F2 Indirectly owned through OsFund Inc. Includes 42,072 shares received from a pro rata distribution on August 1, 2019 from a limited partnership of which OsFund Inc. is a limited partner. The Reporting Person disclaims beneficial ownership except to the extent of the Reporting Person's pecuniary interest.
F3 Due to an administrative oversight, the original Form 4, filed on August 9, 2019, is being amended by this Form 4/A to disclose an additional 40,553 shares received from a pro rata distribution on August 1, 2019 from a limited partnership of which OsFund Inc. is a limited partner.
F4 Represents exchangeable shares of Ceridian AcquisitionCo ULC, a wholly owned subsidiary of the Issuer, that are exchangeable at the option of the holder for shares of common stock of the Issuer. Each exchangeable share is convertible into one share of common stock of the Issuer, subject to adjustments. The exchangeable shares are currently exercisable and have no expiration date.
F5 Indirectly owned through Osscer Inc. The Reporting Person disclaims beneficial ownership except to the extent of the Reporting Person's pecuniary interest.
F6 Consists of 625,000 vested and exercisable options as of March 20, 2019 and 625,000 options that vest and become exercisable in two equal annual installments beginning on March 20, 2020.
F7 Consists of 5,243 vested and exercisable options as of March 30, 2019 and 1,748 options that vest and become exercisable on March 30, 2020.
F8 These options are vested and exercisable.
F9 Not Applicable.
F10 Consists of 339,674 vested and exercisable options as of April 25, 2019 and 1,019,023 options that vest and become exercisable in three annual installments beginning on April 25, 2020.
F11 These options vest and become exercisable in four annual installments beginning on February 8, 2020.
F12 These options vest and become exercisable in four annual installments beginning on March 20, 2020.

Remarks:

For David Ossip, pursuant to the Power of Attorney previously filed.