Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Shares surrendered to pay taxes applicable to settlement of performance share units. |
| F2 | End-of-period holdings reflect the deferral of vested performance share units. |
| F3 | Shares surrendered to pay taxes applicable to vesting of restricted stock units. |
| F4 | End-of-period holdings reflect the vesting of restricted stock units that were previously reported. |
| F5 | End-of-period holdings reflect the deferral of vested restricted stock units. |
| F6 | Shares of nVent Electric plc will be delivered to the reporting person in accordance with their irrevocable deferral election. |