Zalupski Patrick O - 06 Mar 2024 Form 4 Insider Report for Dream Finders Homes, Inc. (DFH)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ Robert E. Riva by Power of Attorney
Issuer symbol
DFH
Transactions as of
06 Mar 2024
Net transactions value
$0
Form type
4
Filing time
06 Mar 2024, 19:22:38 UTC
Previous filing
15 Feb 2024
Next filing
12 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFH Class A common stock, par value $0.01 per share Award $0 +132,849 +8.3% $0.000000 1,730,800 06 Mar 2024 Direct F1, F2
holding DFH Class B common stock, par value $0.01 per share 57,820,586 06 Mar 2024 Direct F3
holding DFH Class B common stock, par value $0.01 per share 809,409 06 Mar 2024 By trust F3, F4
holding DFH Class B common stock, par value $0.01 per share 596,158 06 Mar 2024 See Footnote F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock will vest in three equal annual installments beginning on March 6, 2025 and each anniversary thereof.
F2 Includes 8,990 shares held in a 401(k) account.
F3 Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A Common Stock of Dream Finders Homes, Inc. and has no expiration date.
F4 Shares contributed to trust established for the benefit of the reporting person's children.
F5 Shares held by POZ Holdings, Inc., which is controlled by the reporting person.