Robert E. Riva - 21 Jan 2024 Form 4/A Insider Report for Dream Finders Homes, Inc. (DFH)

Signature
/s/ Robert E. Riva
Issuer symbol
DFH
Transactions as of
21 Jan 2024
Net transactions value
-$6,278
Form type
4/A
Filing time
26 Jan 2024, 17:52:11 UTC
Date Of Original Report
23 Jan 2024
Previous filing
03 Oct 2023
Next filing
06 Mar 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFH Class A common stock, par value $0.01 per share Tax liability $6,278 -190 -0.63% $33.04 30,040 21 Jan 2024 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Withholding of shares upon vesting by the Company to satisfy tax liability.
F2 Amendment filed to correct the number of shares withheld.
F3 Includes 3,125 shares held in a 401(k) account.
F4 Amendment filed to correct the total ownership following the transaction