Robert E. Riva - Jan 21, 2024 Form 4/A Insider Report for Dream Finders Homes, Inc. (DFH)

Signature
/s/ Robert E. Riva
Stock symbol
DFH
Transactions as of
Jan 21, 2024
Transactions value $
-$6,278
Form type
4/A
Date filed
1/26/2024, 05:52 PM
Date Of Original Report
Jan 23, 2024
Previous filing
Oct 3, 2023
Next filing
Mar 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFH Class A common stock, par value $0.01 per share Tax liability -$6.28K -190 -0.63% $33.04 30K Jan 21, 2024 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Withholding of shares upon vesting by the Company to satisfy tax liability.
F2 Amendment filed to correct the number of shares withheld.
F3 Includes 3,125 shares held in a 401(k) account.
F4 Amendment filed to correct the total ownership following the transaction