Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | DFH | Class A common stock, par value $0.01 per share | Tax liability | -$6.28K | -190 | -0.63% | $33.04 | 30K | Jan 21, 2024 | Direct | F1, F2, F3, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | Withholding of shares upon vesting by the Company to satisfy tax liability. |
F2 | Amendment filed to correct the number of shares withheld. |
F3 | Includes 3,125 shares held in a 401(k) account. |
F4 | Amendment filed to correct the total ownership following the transaction |