Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | REG | Common Stock | Sale | -$1.7M | -25K | -7.42% | $68.00 | 312K | Dec 14, 2023 | Direct | F1 |
holding | REG | Common Stock | 24.2K | Dec 14, 2023 | See Footnote | F2 | |||||
holding | REG | Common Stock | 160K | Dec 14, 2023 | See Footnote | F3 | |||||
holding | REG | Common Stock | 325K | Dec 14, 2023 | See Footnote | F4 | |||||
holding | REG | Common Stock | 4K | Dec 14, 2023 | See Footnote | F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
F2 | Shares held by a trust of which the Reporting Person is the trustee and his adult children are the beneficiaries. |
F3 | By a corporation which is controlled by the Reporting Person's family. |
F4 | By two general partnerships, in which the Reporting Person is a general partner. |
F5 | By a trust for the Reporting Person's benefit. |