| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DFH | Class A common stock, par value $0.01 per share | Sale | -$420K | -15.6K | -1.72% | $26.98 | 888K | Dec 13, 2023 | Direct | F1, F2 |
| transaction | DFH | Class A common stock, par value $0.01 per share | Sale | -$122K | -4.42K | -0.5% | $27.64 | 883K | Dec 13, 2023 | Direct | F2, F3 |
| transaction | DFH | Class A common stock, par value $0.01 per share | Sale | -$197K | -6.7K | -0.76% | $29.35 | 876K | Dec 14, 2023 | Direct | F2, F4 |
| transaction | DFH | Class A common stock, par value $0.01 per share | Sale | -$790K | -26.3K | -3% | $30.10 | 850K | Dec 14, 2023 | Direct | F2, F5 |
| transaction | DFH | Class A common stock, par value $0.01 per share | Sale | -$419K | -13.4K | -1.58% | $31.18 | 837K | Dec 14, 2023 | Direct | F2, F6 |
| holding | DFH | Class B common stock, par value $0.01 per share | 58.8M | Dec 13, 2023 | Direct | F7 | |||||
| holding | DFH | Class B common stock, par value $0.01 per share | 809K | Dec 13, 2023 | By trust | F7, F8 | |||||
| holding | DFH | Class B common stock, par value $0.01 per share | 596K | Dec 13, 2023 | See footnote | F7, F9 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. The prices sold ranged from $26.52 to $27.52. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. |
| F2 | Includes 8,990 shares held in a 401(k) account. |
| F3 | The price reported in Column 4 is a weighted average price. The prices sold ranged from $27.53 to $27.97. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. |
| F4 | The price reported in Column 4 is a weighted average price. The prices sold ranged from $28.62 to $29.62. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. |
| F5 | The price reported in Column 4 is a weighted average price. The prices sold ranged from $29.63 to $30.62. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. |
| F6 | The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.68 to $31.52. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. |
| F7 | Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A Common Stock of Dream Finders Homes, Inc. and has no expiration date. |
| F8 | Shares contributed to trust established for the benefit of the reporting person's children. |
| F9 | Shares held by POZ Holdings, Inc., which is controlled by the reporting person. |