Adrian Chiu - Aug 28, 2023 Form 4 Insider Report for PENTAIR plc (PNR)

Role
EVP & Pres., Water Solutions
Signature
/s/ John K. Wilson, Attorney-in-Fact for Adrian C. Chiu
Stock symbol
PNR
Transactions as of
Aug 28, 2023
Transactions value $
-$5,577
Form type
4
Date filed
8/30/2023, 04:52 PM
Previous filing
Mar 3, 2023
Next filing
Jan 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PNR Common Shares Options Exercise $63.1K +1.18K +17.91% $53.49 7.76K Aug 28, 2023 Direct F1, F2
transaction PNR Common Shares Tax liability -$68.6K -1.02K -13.15% $67.23 6.74K Aug 28, 2023 Direct F1, F2
holding PNR Common Shares - Deferral Plan 447 Aug 28, 2023 Plan Agent F2, F3
holding PNR Common Shares - Restricted Stock Units 13.9K Aug 28, 2023 Direct F2
holding PNR Common Shares - ESOP 416 Aug 28, 2023 Plan Agent F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PNR Employee Stock Option (right to buy) Options Exercise $0 -1.18K -100% $0.00* 0 Aug 28, 2023 Common Shares 1.18K $53.49 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).
F2 End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F3 Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
F4 This option is presently exercisable in full.