Adrian C. Chiu - 28 Aug 2023 Form 4 Insider Report for PENTAIR plc (PNR)

Role
EVP & Pres., Water Solutions
Signature
/s/ John K. Wilson, Attorney-in-Fact for Adrian C. Chiu
Issuer symbol
PNR
Transactions as of
28 Aug 2023
Net transactions value
-$5,577
Form type
4
Filing time
30 Aug 2023, 16:52:44 UTC
Previous filing
03 Mar 2023
Next filing
04 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PNR Common Shares Options Exercise $63,065 +1,179 +18% $53.49 7,764 28 Aug 2023 Direct F1, F2
transaction PNR Common Shares Tax liability $68,642 -1,021 -13% $67.23 6,743 28 Aug 2023 Direct F1, F2
holding PNR Common Shares - Deferral Plan 447 28 Aug 2023 Plan Agent F2, F3
holding PNR Common Shares - Restricted Stock Units 13,943 28 Aug 2023 Direct F2
holding PNR Common Shares - ESOP 416 28 Aug 2023 Plan Agent F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PNR Employee Stock Option (right to buy) Options Exercise $0 -1,179 -100% $0.000000* 0 28 Aug 2023 Common Shares 1,179 $53.49 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).
F2 End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F3 Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
F4 This option is presently exercisable in full.