Tony Chung - Jul 6, 2021 Form 4 Insider Report for LIQUIDMETAL TECHNOLOGIES INC (LQMT)

Role: Chief Executive Officer, Director
Signature: /s/ Tony Chung
Stock symbol: LQMT
Transactions as of: Jul 6, 2021
Transactions value $: $0
Form type: 4
Date filed: 8/21/2023, 06:26 PM
Next filing: Nov 21, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	LQMT	Common Stock						85.3K	Jul 6, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LQMT	Stock Option	Award	$0	+7.5M		$0.00	7.5M	Jul 6, 2021	Common Stock	7.5M	$0.07	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares covered by the Option vested one-third at the conclusion of the 90-day period following the date of the grant. Thereafter, the shares covered by the Option vested one-third on the first anniversary of the date of grant and the remaining one-third on the second anniversary of the date of grant. Form 4 for option grant was inadvertently not timely filed, but grant was reported on Form 8-K filed by issuer on July 9, 2021.

Content

The shares covered by the Option vested one-third at the conclusion of the 90-day period following the date of the grant. Thereafter, the shares covered by the Option vested one-third on the first anniversary of the date of grant and the remaining one-third on the second anniversary of the date of grant. Form 4 for option grant was inadvertently not timely filed, but grant was reported on Form 8-K filed by issuer on July 9, 2021.