John L. Stauch - 07 Aug 2023 Form 4 Insider Report for PENTAIR plc (PNR)

Role
President & CEO, Director
Signature
/s/ John K. Wilson, Attorney-in-Fact for John L. Stauch
Issuer symbol
PNR
Transactions as of
07 Aug 2023
Net transactions value
-$658,817
Form type
4
Filing time
09 Aug 2023, 18:20:26 UTC
Previous filing
16 Jun 2023
Next filing
15 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PNR Common Shares Options Exercise $1,669,241 +32,596 +424% $51.21 40,286 07 Aug 2023 Direct F1
transaction PNR Common Shares Sale $2,328,058 -32,596 -81% $71.42 7,690 07 Aug 2023 Direct F1, F2
holding PNR Common Shares - Restricted Stock Units 57,556 07 Aug 2023 Direct F3
holding PNR Common Shares - ESOP 925 07 Aug 2023 Plan Agent F3
holding PNR Common Shares - Deferral Plan 286,557 07 Aug 2023 Plan Agent F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PNR Employee Stock Option (right to buy) Options Exercise $0 -32,596 -100% $0.000000* 0 07 Aug 2023 Common Shares 32,596 $51.21 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).
F2 The price in Column 4 is a weighted average price. The prices actually received ranged from $71.34 to $71.47. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F3 End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F4 Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
F5 This option is presently exercisable in full.