Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | AVD | Common Stock | 1.03M | May 17, 2023 | See footnote | F1, F2 | |||||
holding | AVD | Common Stock | 3.22K | May 17, 2023 | Direct |
Id | Content |
---|---|
F1 | On May 19, 2023, the reporting person filed a Form 4 reporting a purchase of 205 shares of common stock that were also included in a previous filing - as such those 205 shares were double counted and ownership was overstated by 00.019%. As of May 17, 2023, the reporting person owned only 1,031,211 shares of common stock. |
F2 | Cruiser Capital serves as the management company or investment adviser to, and may be deemed to have shared voting and dispositive power over the shares of Common Stock held by, various investment funds (the "Cruiser Funds") and separately managed accounts (the "Cruiser SMAs," together with the Cruiser Funds, the "Cruiser Funds and SMAs") that it advises. Keith Rosenbloom ("Mr. Rosenbloom") is the Managing Member of Cruiser Capital and may be deemed to have voting and dispositive power with respect to the shares of Common Stock held by the Cruiser Funds and SMAs. Cruiser Capital and Mr. Rosenbloom each disclaim beneficial ownership of the securities held by the Cruiser Funds and SMAs, except to the extent of its or his pecuniary interest. |