Keith M. Rosenbloom - May 17, 2023 Form 4/A - Amendment Insider Report for AMERICAN VANGUARD CORP (AVD)

Role
Director
Signature
/s/ Keith M. Rosenbloom
Stock symbol
AVD
Transactions as of
May 17, 2023
Transactions value $
$0
Form type
4/A - Amendment
Date filed
7/24/2023, 04:58 PM
Date Of Original Report
May 19, 2023
Previous filing
May 18, 2023
Next filing
May 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AVD Common Stock 1.03M May 17, 2023 See footnote F1, F2
holding AVD Common Stock 3.22K May 17, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 19, 2023, the reporting person filed a Form 4 reporting a purchase of 205 shares of common stock that were also included in a previous filing - as such those 205 shares were double counted and ownership was overstated by 00.019%. As of May 17, 2023, the reporting person owned only 1,031,211 shares of common stock.
F2 Cruiser Capital serves as the management company or investment adviser to, and may be deemed to have shared voting and dispositive power over the shares of Common Stock held by, various investment funds (the "Cruiser Funds") and separately managed accounts (the "Cruiser SMAs," together with the Cruiser Funds, the "Cruiser Funds and SMAs") that it advises. Keith Rosenbloom ("Mr. Rosenbloom") is the Managing Member of Cruiser Capital and may be deemed to have voting and dispositive power with respect to the shares of Common Stock held by the Cruiser Funds and SMAs. Cruiser Capital and Mr. Rosenbloom each disclaim beneficial ownership of the securities held by the Cruiser Funds and SMAs, except to the extent of its or his pecuniary interest.