Hoeksema Timothy E - May 23, 2023 Form 4 Insider Report for MARCUS CORP (MCS)

Role
Director
Signature
/s/ Steven R. Barth, Attorney-in-Fact for Timothy E. Hoeksema
Stock symbol
MCS
Transactions as of
May 23, 2023
Transactions value $
$0
Form type
4
Date filed
5/25/2023, 08:19 PM
Previous filing
Jan 3, 2023
Next filing
Jan 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCS Common Stock Award $0 +1.51K +4.48% $0.00 35.2K May 23, 2023 Direct F1
holding MCS Common Stock 15K May 23, 2023 By Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MCS Stock Option (Right to Buy) 1K May 23, 2023 Common Stock 1K $16.84 Direct F3
holding MCS Stock Option (Right to Buy) 1K May 23, 2023 Common Stock 1K $19.65 Direct F3
holding MCS Stock Option (Right to Buy) 583 May 23, 2023 Common Stock 583 $18.97 Direct F3
holding MCS Stock Option (Right to Buy) 1K May 23, 2023 Common Stock 1K $31.55 Direct F3
holding MCS Stock Option (Right to Buy) 1K May 23, 2023 Common Stock 1K $27.20 Direct F3
holding MCS Stock Option (Right to Buy) 1K May 23, 2023 Common Stock 1K $38.51 Direct F3
holding MCS Stock Option (Right to Buy) 1K May 23, 2023 Common Stock 1K $32.60 Direct F3
holding MCS Stock Option (Right to Buy) 750 May 23, 2023 Common Stock 750 $17.95 Direct F3
holding MCS Stock Option (Right to Buy) 1.44K May 23, 2023 Common Stock 1.44K $14.25 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Granted by Issuer in consideration of service as a director.
F2 By the Timothy and Janis Hoeksema Revocable Trust U/A Dated 01/04/2010.
F3 Granted pursuant to The Marcus Corporation 2004 Equity Incentive Plan.