William H. Walton III - 08 Mar 2023 Form 4/A - Amendment Insider Report for Dream Finders Homes, Inc. (DFH)

Role
Director
Signature
/s/ Robert E. Riva, Jr. by Power of Attorney
Issuer symbol
DFH
Transactions as of
08 Mar 2023
Net transactions value
$0
Form type
4/A - Amendment
Filing time
11 Apr 2023, 17:27:34 UTC
Date Of Original Report
10 Mar 2023
Previous filing
03 Jan 2023
Next filing
03 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFH Class A common stock, par value $0.01 per share Award $0 +7,373 +134% $0.000000 12,859 08 Mar 2023 Direct F1, F4
holding DFH Class A common stock, par value $0.01 per share 1,025,380 08 Mar 2023 See Footnote F2, F4
holding DFH Class A common stock, par value $0.01 per share 1,308,843 08 Mar 2023 See Footnote F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This restricted stock award was granted to the reporting person on March 8, 2023 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning March 8, 2024 and each anniversary thereof.
F2 Such shares of Class A Common Stock are owned directly by the William H. Walton, Ill Living Trust, u/a dated 06/06/2014. The reporting person is the sole trustee of the William H, Walton, Ill Living Trust, u/a dated 06/06/2014.
F3 Such shares of Class A Common Stock are owned directly by The Theodora D. and William H. Walton, III Irrevocable Trust. The reporting person's brother is one of three trustees of The Theodora D. and William H. Walton, III Irrevocable Trust.
F4 Amendment filed solely to correct the amount indirectly owned.