Paul Hopper - Dec 15, 2020 Form 3 Insider Report for Scopus BioPharma Inc. (SCPS)

Role: Director
Signature: /s/ Paul Hopper
Stock symbol: SCPS
Transactions as of: Dec 15, 2020
Transactions value $: $0
Form type: 3
Date filed: 11/17/2021, 08:46 AM
Next filing: Nov 17, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	SCPS	Common Stock						$700K	Dec 15, 2020	By Moreglade Pty. Limited	F1
holding	SCPS	Common Stock						$6.33K	Dec 15, 2020	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	SCPS	W Warrant							Dec 15, 2020	B Unit	$504K		By Moreglade Pty. Limited	F1, F3
holding	SCPS	W Warrant							Dec 15, 2020	B Unit	$4.56K		Direct	F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Mr. Hopper is a director of Moreglade Pty. Limited and therefore is deemed to have shared voting and dispositive power over the shares of Common Stock and W Warrants held by this entity. Mr. Hopper disclaims beneficial ownership of the shares of Common Stock and W Warrants held by this entity, as he has no pecuniary interest therein.
F2	Excludes 6,333 shares owned by Mr. Hopper's spouse and an aggregate of 50,668 shares owned by Mr. Hopper's adult children, as to which shares he disclaims beneficial ownership.
F3	Each W Warrant is exercisable for one B Unit. Starting on April 1, 2022, each B Unit can be separated into one share of common stock and one Z Warrant. Each Z Warrant is exercisable for one share of common stock with an exercise price of $5.00 per share. The Z Warrant will become exercisable on July 1, 2022 and will expire on June 30, 2027.
F4	Excludes 4,557 W Warrants owned by Mr. Hopper's spouse and an aggregate of 36,452 W Warrants owned by Mr. Hopper's adult children, as to which warrants he disclaims beneficial ownership.