Tavistock Holdings, Inc. - 02 Oct 2024 Form 4 Insider Report for INSEEGO CORP. (INSG)

Role
10%+ Owner
Signature
/s/ Tom B. Youth, By: Thomas B. Youth, Vice President, Tavistock Holdings, Inc.
Issuer symbol
INSG
Transactions as of
02 Oct 2024
Net transactions value
$0
Form type
4
Filing time
02 Oct 2024, 18:05:07 UTC
Previous filing
08 Jul 2024
Next filing
15 Sep 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INSG Common Stock Award $0 +7,655 +21% $0.000000 43,344 30 Sep 2024 Direct F1, F2, F3
holding INSG Common Stock 1,303,314 02 Oct 2024 See footnote F4
holding INSG Common Stock 761,483 02 Oct 2024 See footnote F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock units ("RSUs") granted to James B. Avery, a member of the issuer's board of directors. Mr. Avery is obligated to transfer any shares issued pursuant to any equity awards made to him by the issuer, or the economic benefits, to Tavistock Holdings, Inc. ("Tavistock Holdings") as a successor-in-interest to Tavistock Financial, LLC. Tavistock Holdings may be deemed the direct beneficial owner of the RSUs.
F2 Represents RSUs scheduled to vest on September 23, 2025. The RSUs convert into common stock on a one-for-one basis.
F3 These securities are owned directly by Tavistock Holdings. Mr. Lewis is the sole indirect beneficial owner of Tavistock Holdings.
F4 These securities are owned directly by Golden Harbor Ltd. ("Golden Harbor"). Mr. Lewis is the sole indirect beneficial owner of Golden Harbor. Tavistock Holdings disclaims beneficial ownership these securities.
F5 These securities are owned directly by Braslyn Ltd. ("Braslyn"). Mr. Lewis is the sole indirect beneficial owner of Braslyn. Tavistock Holdings disclaims beneficial ownership these securities.

Remarks:

The Reporting Persons may be deemed members of a group that beneficially owns more than 10% of the outstanding shares of the common stock, par value $0.001 (the "Common Stock") of the issuer.