Tavistock Financial, LLC - Sep 29, 2023 Form 4 Insider Report for INSEEGO CORP. (INSG)

Role
10%+ Owner
Signature
Tavistock Financial, LLC, **By: /s/ Thomas Youth, Thomas Youth, Manager
Stock symbol
INSG
Transactions as of
Sep 29, 2023
Transactions value $
$0
Form type
4
Date filed
10/3/2023, 05:43 PM
Previous filing
Aug 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INSG Common Stock Award $0 +216K +152.43% $0.00 357K Sep 29, 2023 Direct F1, F2, F3
holding INSG Common Stock 13M Sep 29, 2023 See footnote F4
holding INSG Common Stock 7.61M Sep 29, 2023 See footnote F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock unit ("RSUs") granted to James B. Avery, a member of the issuer's board of directors. Mr. Avery is obligated to transfer any shares issued pursuant to any equity awards made to him by the issuer, or the economic benefits, to Tavistock Financial, LLC ("Tavistock Financial"). Tavistock Financial may be deemed the direct beneficial owner of the RSUs.
F2 Represents restricted stock units scheduled to vest on September 5, 2024. The restricted stock units convert into common stock on a one-for-one basis.
F3 These securities are owned directly by Tavistock Financial. Mr. Lewis is the sole indirect beneficial owner of Tavistock Financial.
F4 These securities are owned directly by Golden Harbor Ltd. ("Golden Harbor"). Mr. Lewis is the sole indirect beneficial owner of Golden Harbor. Tavistock Financial disclaims beneficial ownership of these securities.
F5 These securities are owned directly by Braslyn Ltd. ("Braslyn"). Mr. Lewis is the sole indirect beneficial owner of Braslyn. Tavistock Financial disclaims beneficial ownership of these securities.