William Hult - 29 Mar 2022 Form 4 Insider Report for Tradeweb Markets Inc. (TW)

Signature
/s/ Scott Zucker, Attorney-in-Fact for William Hult
Issuer symbol
TW
Transactions as of
29 Mar 2022
Net transactions value
-$7,041
Form type
4
Filing time
31 Mar 2022, 19:41:20 UTC
Previous filing
21 Mar 2022
Next filing
07 Apr 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TW Class A common stock Options Exercise $2,059 +100 +0.05% $20.59* 213,726 29 Mar 2022 Direct F1, F2
transaction TW Class A common stock Sale $9,100 -100 -0.05% $91.00 213,626 29 Mar 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TW Stock Option (Right to Buy) Options Exercise $0 -100 -0.02% $0.000000 452,800 29 Mar 2022 Class A common stock 100 $20.59 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021.
F2 This amount includes (i) 14,364 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 86,184 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 16,563 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 49,688 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 25,963 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date.
F3 This option is fully vested and exercisable as of the date hereof.