Lee Olesky - Mar 29, 2022 Form 4 Insider Report for Tradeweb Markets Inc. (TW)

Role
Chief Executive Officer, Director
Signature
/s/ Scott Zucker, Attorney-in-Fact for Lee Olesky
Stock symbol
TW
Transactions as of
Mar 29, 2022
Transactions value $
-$34,999
Form type
4
Date filed
3/31/2022, 07:38 PM
Previous filing
Mar 21, 2022
Next filing
Apr 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TW Class A common stock Options Exercise $10.3K +500 +0.2% $20.59* 251K Mar 29, 2022 Direct F1, F2
transaction TW Class A common stock Sale -$45.3K -500 -0.2% $90.59 250K Mar 29, 2022 Direct F1, F2, F3
holding TW Class A common stock 20K Mar 29, 2022 See footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TW Stock Option (Right to Buy) Options Exercise $0 -500 -0.06% $0.00 845K Mar 29, 2022 Class A common stock 500 $20.59 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2021.
F2 This amount includes (i) 17,151 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 102,906 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 19,777 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 59,330 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 31,000 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date.
F3 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.50 to $90.71, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.
F4 The reporting person owns these securities through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein.
F5 The option is fully vested and exercisable as of the date hereof.