Justin Peterson - Mar 22, 2022 Form 4 Insider Report for Tradeweb Markets Inc. (TW)

Signature
/s/ Scott Zucker, Attorney-in-Fact for Justin Peterson
Stock symbol
TW
Transactions as of
Mar 22, 2022
Transactions value $
-$171,597
Form type
4
Date filed
3/23/2022, 04:29 PM
Previous filing
Mar 21, 2022
Next filing
Jun 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TW Class A common stock Sale -$172K -1.93K -2.96% $88.96 63.2K Mar 22, 2022 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2021.
F2 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.57 to $89.40, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.
F3 This amount includes (i) 4,288 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 25,726 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date.