Lee Olesky - Mar 16, 2022 Form 4 Insider Report for Tradeweb Markets Inc. (TW)

Role: Chief Executive Officer, Director
Signature: /s/ Scott Zucker, Attorney-in-Fact for Lee Olesky
Stock symbol: TW
Transactions as of: Mar 16, 2022
Transactions value $: -$478,155
Form type: 4
Date filed: 3/18/2022, 07:52 PM
Previous filing: Mar 17, 2022
Next filing: Mar 21, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TW	Class A common stock	Tax liability	-$478K	-5.47K	-2.06%	$87.43	260K	Mar 16, 2022	Direct	F1, F2
transaction	TW	Class A common stock	Award	$0	+16	+0.01%	$0.00	260K	Mar 16, 2022	Direct	F2, F3
holding	TW	Class A common stock						20K	Mar 16, 2022	See footnote	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.
F2	This amount includes (i) 17,151 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 19,777 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 59,330 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 31,000 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date.
F3	Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.
F4	The reporting person owns these securities through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein.