Enrico Bruni - Mar 15, 2022 Form 4 Insider Report for Tradeweb Markets Inc. (TW)

Signature
/s/ Scott Zucker, Attorney-in-Fact for Enrico Bruni
Stock symbol
TW
Transactions as of
Mar 15, 2022
Transactions value $
-$27,000
Form type
4
Date filed
3/17/2022, 09:52 PM
Previous filing
Feb 25, 2022
Next filing
Mar 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TW Class A common stock Award $0 +11K +11.64% $0.00 106K Mar 15, 2022 Direct F1, F2
transaction TW Class A common stock Sale -$27K -300 -0.28% $90.00 106K Mar 16, 2022 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2022.
F2 This amount includes (i) 5,359 unvested RSUs in respect of the issuer's Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 32,158 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,293 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2022 and March 15, 2023, (iv) 18,878 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 11,046 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date.
F3 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.