Sara Furber - 24 Feb 2022 Form 4 Insider Report for Tradeweb Markets Inc. (TW)

Role: Chief Financial Officer
Signature: /s/ Scott Zucker, Attorney-in-Fact for Sara Furber
Issuer symbol: TW
Transactions as of: 24 Feb 2022
Net transactions value: $0
Form type: 4
Filing time: 25 Feb 2022, 16:59:36 UTC
Previous filing: 05 Oct 2021
Next filing: 17 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TW	Class A common stock	Award	$0	+8,540	+19%	$0.000000	53,129	24 Feb 2022	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on October 1, 2021, subject to the achievement of certain performance goals in respect of calendar year 2021. Those performance goals were deemed achieved at the maximum performance level on February 24, 2022. These RSUs remain unvested and are scheduled to vest on January 1, 2024, subject to the reporting person's continued employment through such date.
F2	This amount includes (i) 19,350 RSUs in respect of Class A Common Stock which are scheduled to vest on March 31, 2022, (ii) 16,672 RSUs in respect of Class A Common Stock which are scheduled to vest on March 31, 2023, (iii) 4,948 RSUs in respect of Class A Common Stock which are scheduled to vest on March 31, 2024, (iv) 3,619 RSUs in respect of Class A Common Stock which are scheduled to vest on March 31, 2025, and (v) 8,540 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, in each case subject to the reporting person's continued employment through the applicable vesting date.

Content

The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on October 1, 2021, subject to the achievement of certain performance goals in respect of calendar year 2021. Those performance goals were deemed achieved at the maximum performance level on February 24, 2022. These RSUs remain unvested and are scheduled to vest on January 1, 2024, subject to the reporting person's continued employment through such date.

This amount includes (i) 19,350 RSUs in respect of Class A Common Stock which are scheduled to vest on March 31, 2022, (ii) 16,672 RSUs in respect of Class A Common Stock which are scheduled to vest on March 31, 2023, (iii) 4,948 RSUs in respect of Class A Common Stock which are scheduled to vest on March 31, 2024, (iv) 3,619 RSUs in respect of Class A Common Stock which are scheduled to vest on March 31, 2025, and (v) 8,540 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, in each case subject to the reporting person's continued employment through the applicable vesting date.