Simon Maisey - Jan 3, 2022 Form 4 Insider Report for Tradeweb Markets Inc. (TW)

Role
Managing Director, Corp. Dev.
Signature
/s/ Scott Zucker, Attorney-in-Fact for Simon Maisey
Stock symbol
TW
Transactions as of
Jan 3, 2022
Transactions value $
-$1,864,006
Form type
4
Date filed
1/5/2022, 07:38 PM
Previous filing
Dec 13, 2021
Next filing
Jan 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TW Class A common stock Tax liability -$1.86M -18.6K -23.28% $100.14 61.3K Jan 3, 2022 Direct F1, F2
transaction TW Class A common stock Award $0 +341 +0.56% $0.00 61.7K Jan 3, 2022 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.
F2 This amount includes (i) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date.
F3 Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.