William Hult - Jan 3, 2022 Form 4 Insider Report for Tradeweb Markets Inc. (TW)

Signature
/s/ Scott Zucker, Attorney-in-Fact for William Hult
Stock symbol
TW
Transactions as of
Jan 3, 2022
Transactions value $
-$24,258,564
Form type
4
Date filed
1/5/2022, 07:36 PM
Previous filing
Dec 13, 2021
Next filing
Feb 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TW Class A common stock Tax liability -$13.7M -136K -34.12% $100.14 263K Jan 3, 2022 Direct F1, F2
transaction TW Class A common stock Award $0 +1.81K +0.69% $0.00 265K Jan 3, 2022 Direct F2, F3
transaction TW Class A common stock Sale -$1.18M -12.8K -4.84% $92.38 252K Jan 4, 2022 Direct F2, F4, F5
transaction TW Class A common stock Sale -$2.26M -24.2K -9.59% $93.29 228K Jan 4, 2022 Direct F2, F4, F6
transaction TW Class A common stock Sale -$1.79M -19K -8.35% $94.01 209K Jan 4, 2022 Direct F2, F4, F7
transaction TW Class A common stock Sale -$80.4K -846 -0.4% $94.98 208K Jan 4, 2022 Direct F2, F4, F8
transaction TW Class A common stock Sale -$56.2K -584 -0.28% $96.31 208K Jan 4, 2022 Direct F2, F4, F9
transaction TW Class A common stock Sale -$2.54M -27.9K -13.42% $91.16 180K Jan 5, 2022 Direct F2, F4, F10
transaction TW Class A common stock Sale -$2.02M -22K -12.22% $92.06 158K Jan 5, 2022 Direct F2, F4, F11
transaction TW Class A common stock Sale -$652K -7.01K -4.44% $92.98 151K Jan 5, 2022 Direct F2, F4, F12
transaction TW Class A common stock Sale -$26.6K -283 -0.19% $93.93 150K Jan 5, 2022 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.
F2 This amount includes (i) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date.
F3 Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.
F4 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021.
F5 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.79 to $92.78, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5, 6, 7, 8, 9, 10, 11 and 12 to this Form 4.
F6 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.79 to $93.77, inclusive.
F7 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.79 to $94.34, inclusive.
F8 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.91 to $95.40, inclusive.
F9 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.23 to $96.35, inclusive.
F10 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.62 to $91.60, inclusive.
F11 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.70 to $92.695, inclusive.
F12 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.715 to $93.25, inclusive.