Gregory Ballard - May 13, 2024 Form 4 Insider Report for Turtle Beach Corp (HEAR)

Role
Director
Signature
/s/ John T. Hanson, attorney-in-fact for L. Gregory Ballard
Stock symbol
HEAR
Transactions as of
May 13, 2024
Transactions value $
$0
Form type
4
Date filed
5/15/2024, 06:39 PM
Previous filing
Apr 3, 2024
Next filing
Jun 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HEAR Common Stock Other $0 -3.71K -7.51% $0.00 45.7K May 13, 2024 Direct F1
holding HEAR Common Stock 2K May 13, 2024 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HEAR Stock Option (Right to Buy) 7.33K May 13, 2024 Common stock 7.33K $3.60 Direct F2
holding HEAR Stock Option (Right to Buy) 4.62K May 13, 2024 Common stock 4.62K $3.12 Direct F2
holding HEAR Stock Option (Right to Buy) 4.13K May 13, 2024 Common stock 4.13K $12.10 Direct F2
holding HEAR Stock Option (Right to Buy) 10.1K May 13, 2024 Common stock 10.1K $5.95 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Transfer of 3,713 shares to the reporting person's ex-wife pursuant to a domestic relations order.
F2 These options were exercisable as of the transaction date.