Brent M. Giles - 31 Dec 2025 Form 5 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ Arla R. Surls, Attorney-in-Fact, for Brent M. Giles
Issuer symbol
HWBK
Transactions as of
31 Dec 2025
Net transactions value
$0
Form type
5
Filing time
17 Feb 2026, 16:40:20 UTC
Previous filing
05 May 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
GILES BRENT M CHIEF EXECUTIVE OFFICER, Director C/O HAWTHORN BANCSHARES, INC., 132 EAST HIGH STREET, JEFFERSON CITY /s/ Arla R. Surls, Attorney-in-Fact, for Brent M. Giles 17 Feb 2026 0001355435

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HWBK Common Stock 19,737 31 Dec 2025 Direct F1
holding HWBK Common Stock 5,091 31 Dec 2025 Profit Sharing Trust F2
holding HWBK Common Stock 21,149 31 Dec 2025 Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (a) 35.526 shares of Common Stock, and (b) unvested restricted stock units ("RSUs") awarded to the reporting person under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled in only shares of Common Stock. The RSUs vest as follows: 6,442 units on May 1, 2026; 4,093 units on June 30, 2026; 6,442 units on May 1, 2027 and 2,724 units on May 1, 2028.
F2 Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust.
F3 Includes shares acquired since the last report pursuant to the Company's DRIP program and vested RSUs.