| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| RILEY KEVIN L | Director | C/O HAWTHORN BANCSHARES, INC., 132 EAST HIGH STREET, PO BOX 688, JEFFERSON CITY | /s/ Arla R. Surls, Attorney-in-Fact, for Kevin L. Riley | 17 Feb 2026 | 0001196014 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | HWBK | Common Stock | 36,646 | 31 Dec 2025 | Trust |