| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Hettinger Shawna M. | Director | C/O HAWTHORN BANCSHARES, INC., PO BOX 688, JEFFERSON CITY | /s/ Arla R. Surls, Attorney-in-Fact, for Shawna M. Hettinger | 17 Feb 2026 | 0001949215 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | HWBK | Common Stock | 4,124 | 31 Dec 2025 | Direct |