Mary Ellen Lutey - 01 Jul 2024 Form 4 Insider Report for SM Energy Co (SM)

Role
SVP - Expl., Development & EHS
Signature
Andrew T. Fiske (Attorney-in-Fact)
Issuer symbol
SM
Transactions as of
01 Jul 2024
Net transactions value
-$170,117
Form type
4
Filing time
03 Jul 2024, 16:16:51 UTC
Previous filing
05 Mar 2024
Next filing
26 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SM Common Stock, $.01 Par Value Other $7,865 +239 +0.2% $32.91 117,075 28 Jun 2024 Direct F1
transaction SM Common Stock, $.01 Par Value Other $7,734 +235 +1.9% $32.91 12,707 28 Jun 2024 By Spouse F2, F3
transaction SM Common Stock, $.01 Par Value Options Exercise +3,757 +3.2% 120,832 01 Jul 2024 Direct F4
transaction SM Common Stock, $.01 Par Value Tax liability $46,732 -1,081 -0.89% $43.23 119,751 01 Jul 2024 Direct
transaction SM Common Stock, $.01 Par Value Options Exercise +1,503 +12% 14,210 01 Jul 2024 By Spouse F5
transaction SM Common Stock, $.01 Par Value Tax liability $18,719 -433 -3% $43.23 13,777 01 Jul 2024 By Spouse
transaction SM Common Stock, $.01 Par Value Options Exercise +3,179 +2.7% 122,930 01 Jul 2024 Direct F6
transaction SM Common Stock, $.01 Par Value Tax liability $39,512 -914 -0.74% $43.23 122,016 01 Jul 2024 Direct
transaction SM Common Stock, $.01 Par Value Options Exercise +1,223 +8.9% 15,000 01 Jul 2024 By Spouse F7
transaction SM Common Stock, $.01 Par Value Tax liability $15,217 -352 -2.3% $43.23 14,648 01 Jul 2024 By Spouse
transaction SM Common Stock, $.01 Par Value Options Exercise +3,952 +3.2% 125,968 01 Jul 2024 Direct F8
transaction SM Common Stock, $.01 Par Value Tax liability $49,153 -1,137 -0.9% $43.23 124,831 01 Jul 2024 Direct
transaction SM Common Stock, $.01 Par Value Options Exercise +1,318 +9% 15,966 01 Jul 2024 By Spouse F9
transaction SM Common Stock, $.01 Par Value Tax liability $16,384 -379 -2.4% $43.23 15,587 01 Jul 2024 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SM Restricted Stock Units Options Exercise -3,757 -100% 0 01 Jul 2024 Common Stock, $.01 Par Value 3,757 Direct F4
transaction SM Restricted Stock Units Options Exercise -1,503 -100% 0 01 Jul 2024 Common Stock, $.01 Par Value 1,503 By Spouse F5
transaction SM Restricted Stock Units Options Exercise -3,179 -50% 3,179 01 Jul 2024 Common Stock, $.01 Par Value 3,179 Direct F6
transaction SM Restricted Stock Units Options Exercise -1,223 -50% 1,223 01 Jul 2024 Common Stock, $.01 Par Value 1,223 By Spouse F7
transaction SM Restricted Stock Units Options Exercise -3,952 -33% 7,904 01 Jul 2024 Common Stock, $.01 Par Value 3,952 Direct F8
transaction SM Restricted Stock Units Options Exercise -1,318 -33% 2,634 01 Jul 2024 Common Stock, $.01 Par Value 1,318 By Spouse F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person purchased 239 shares of the Issuer's common stock on June 28, 2024, through the Issuer's Employee Stock Purchase Plan.
F2 The Reporting Person's spouse purchased 235 shares of the Issuer's common stock on June 28, 2024, through the Issuer's Employee Stock Purchase Plan.
F3 The Reporting Person's spouse is also employed by the Issuer and purchases the Issuers's common stock through the Issuer's Employment Stock Purchase Plan.
F4 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2022. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.
F5 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning July 1, 2022. The vested shares were issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares lapsed.
F6 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.
F7 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.
F8 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2024. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.
F9 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2024. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.