Mary Ellen Lutey - Jul 1, 2024 Form 4 Insider Report for SM Energy Co (SM)

Role
SVP - Expl., Development & EHS
Signature
Andrew T. Fiske (Attorney-in-Fact)
Stock symbol
SM
Transactions as of
Jul 1, 2024
Transactions value $
-$170,117
Form type
4
Date filed
7/3/2024, 04:16 PM
Previous filing
Mar 5, 2024
Next filing
Jul 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SM Common Stock, $.01 Par Value Other $7.87K +239 +0.2% $32.91 117K Jun 28, 2024 Direct F1
transaction SM Common Stock, $.01 Par Value Other $7.73K +235 +1.88% $32.91 12.7K Jun 28, 2024 By Spouse F2, F3
transaction SM Common Stock, $.01 Par Value Options Exercise +3.76K +3.21% 121K Jul 1, 2024 Direct F4
transaction SM Common Stock, $.01 Par Value Tax liability -$46.7K -1.08K -0.89% $43.23 120K Jul 1, 2024 Direct
transaction SM Common Stock, $.01 Par Value Options Exercise +1.5K +11.83% 14.2K Jul 1, 2024 By Spouse F5
transaction SM Common Stock, $.01 Par Value Tax liability -$18.7K -433 -3.05% $43.23 13.8K Jul 1, 2024 By Spouse
transaction SM Common Stock, $.01 Par Value Options Exercise +3.18K +2.65% 123K Jul 1, 2024 Direct F6
transaction SM Common Stock, $.01 Par Value Tax liability -$39.5K -914 -0.74% $43.23 122K Jul 1, 2024 Direct
transaction SM Common Stock, $.01 Par Value Options Exercise +1.22K +8.88% 15K Jul 1, 2024 By Spouse F7
transaction SM Common Stock, $.01 Par Value Tax liability -$15.2K -352 -2.35% $43.23 14.6K Jul 1, 2024 By Spouse
transaction SM Common Stock, $.01 Par Value Options Exercise +3.95K +3.24% 126K Jul 1, 2024 Direct F8
transaction SM Common Stock, $.01 Par Value Tax liability -$49.2K -1.14K -0.9% $43.23 125K Jul 1, 2024 Direct
transaction SM Common Stock, $.01 Par Value Options Exercise +1.32K +9% 16K Jul 1, 2024 By Spouse F9
transaction SM Common Stock, $.01 Par Value Tax liability -$16.4K -379 -2.37% $43.23 15.6K Jul 1, 2024 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SM Restricted Stock Units Options Exercise -3.76K -100% 0 Jul 1, 2024 Common Stock, $.01 Par Value 3.76K Direct F4
transaction SM Restricted Stock Units Options Exercise -1.5K -100% 0 Jul 1, 2024 Common Stock, $.01 Par Value 1.5K By Spouse F5
transaction SM Restricted Stock Units Options Exercise -3.18K -50% 3.18K Jul 1, 2024 Common Stock, $.01 Par Value 3.18K Direct F6
transaction SM Restricted Stock Units Options Exercise -1.22K -50% 1.22K Jul 1, 2024 Common Stock, $.01 Par Value 1.22K By Spouse F7
transaction SM Restricted Stock Units Options Exercise -3.95K -33.33% 7.9K Jul 1, 2024 Common Stock, $.01 Par Value 3.95K Direct F8
transaction SM Restricted Stock Units Options Exercise -1.32K -33.35% 2.63K Jul 1, 2024 Common Stock, $.01 Par Value 1.32K By Spouse F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person purchased 239 shares of the Issuer's common stock on June 28, 2024, through the Issuer's Employee Stock Purchase Plan.
F2 The Reporting Person's spouse purchased 235 shares of the Issuer's common stock on June 28, 2024, through the Issuer's Employee Stock Purchase Plan.
F3 The Reporting Person's spouse is also employed by the Issuer and purchases the Issuers's common stock through the Issuer's Employment Stock Purchase Plan.
F4 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2022. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.
F5 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning July 1, 2022. The vested shares were issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares lapsed.
F6 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.
F7 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.
F8 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2024. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.
F9 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2024. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.