Kenneth J. Knott - Jul 1, 2024 Form 4 Insider Report for SM Energy Co (SM)

Role
SVP - Bus Dev & Land
Signature
Andrew T. Fiske (Attorney-in-Fact)
Stock symbol
SM
Transactions as of
Jul 1, 2024
Transactions value $
-$102,940
Form type
4
Date filed
7/3/2024, 04:16 PM
Previous filing
May 21, 2024
Next filing
Jul 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SM Common Stock, $.01 Par Value Other $11.7K +357 +0.31% $32.91 115K Jun 28, 2024 Direct F1
transaction SM Common Stock, $.01 Par Value Options Exercise +3.76K +3.27% 119K Jul 1, 2024 Direct F2
transaction SM Common Stock, $.01 Par Value Tax liability -$39.6K -915 -0.77% $43.23 118K Jul 1, 2024 Direct
transaction SM Common Stock, $.01 Par Value Options Exercise +3.18K +2.7% 121K Jul 1, 2024 Direct F3
transaction SM Common Stock, $.01 Par Value Tax liability -$33.5K -775 -0.64% $43.23 120K Jul 1, 2024 Direct
transaction SM Common Stock, $.01 Par Value Options Exercise +3.95K +3.29% 124K Jul 1, 2024 Direct F4
transaction SM Common Stock, $.01 Par Value Tax liability -$41.6K -963 -0.78% $43.23 123K Jul 1, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SM Restricted Stock Units Options Exercise -3.76K -100% 0 Jul 1, 2024 Common Stock, $.01 Par Value 3.76K Direct F2
transaction SM Restricted Stock Units Options Exercise -3.18K -50% 3.18K Jul 1, 2024 Common Stock, $.01 Par Value 3.18K Direct F3
transaction SM Restricted Stock Units Options Exercise -3.95K -33.33% 7.9K Jul 1, 2024 Common Stock, $.01 Par Value 3.95K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person purchased 357 shares of the Issuer's common stock on June 28, 2024, through the Issuer's Employee Stock Purchase Plan.
F2 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2022. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.
F3 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.
F4 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2024. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.