Kenneth J. Knott - 01 Jul 2024 Form 4 Insider Report for SM Energy Co (SM)

Role
SVP - Bus Dev & Land
Signature
Andrew T. Fiske (Attorney-in-Fact)
Issuer symbol
SM
Transactions as of
01 Jul 2024
Net transactions value
-$102,940
Form type
4
Filing time
03 Jul 2024, 16:16:07 UTC
Previous filing
21 May 2024
Next filing
26 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SM Common Stock, $.01 Par Value Other $11,749 +357 +0.31% $32.91 114,852 28 Jun 2024 Direct F1
transaction SM Common Stock, $.01 Par Value Options Exercise +3,757 +3.3% 118,609 01 Jul 2024 Direct F2
transaction SM Common Stock, $.01 Par Value Tax liability $39,555 -915 -0.77% $43.23 117,694 01 Jul 2024 Direct
transaction SM Common Stock, $.01 Par Value Options Exercise +3,179 +2.7% 120,873 01 Jul 2024 Direct F3
transaction SM Common Stock, $.01 Par Value Tax liability $33,503 -775 -0.64% $43.23 120,098 01 Jul 2024 Direct
transaction SM Common Stock, $.01 Par Value Options Exercise +3,952 +3.3% 124,050 01 Jul 2024 Direct F4
transaction SM Common Stock, $.01 Par Value Tax liability $41,630 -963 -0.78% $43.23 123,087 01 Jul 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SM Restricted Stock Units Options Exercise -3,757 -100% 0 01 Jul 2024 Common Stock, $.01 Par Value 3,757 Direct F2
transaction SM Restricted Stock Units Options Exercise -3,179 -50% 3,179 01 Jul 2024 Common Stock, $.01 Par Value 3,179 Direct F3
transaction SM Restricted Stock Units Options Exercise -3,952 -33% 7,904 01 Jul 2024 Common Stock, $.01 Par Value 3,952 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person purchased 357 shares of the Issuer's common stock on June 28, 2024, through the Issuer's Employee Stock Purchase Plan.
F2 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2022. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.
F3 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.
F4 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2024. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.